Compliance with the Sarbanes Oxley Act ('SOX') of 2002 is a major concern and top priority to Australian listed companies who also file annual reports with the US Securities Exchange Committee ('SEC') or companies that are subsidiaries of US SEC registered companies.

For all SEC registered organisations, compliance with section 404 of the Sarbanes Oxley Act presents significant challenges. 

Under the requirements of the Act, management must review, test and document internal controls over financial reporting and in a very legal sense, accept full responsibility for the internal control structure of the company.

RSM can help you create a comprehensive project plan to address all the complexities of section 404 and ensure your management board meets their legal responsibilities with regard to financial control and reporting.

KEY CONTACT

Jean-Marc          Imbert                            National Head of           Risk Advisory

T: +61 3 9286 8186                         
E: [email protected]

Tim Pittaway       Partner

T: +61 2 8226 4806                         
E: [email protected]